An understanding of the scope and importance of compliance, financial crimes and sanctions
the collation and analysis of management information and development of Compliance reports to relevant stakeholders including service line boards and Group Compliance as required from time to time
the monitoring, tracking and analysis of legal & regulatory changes applicable to Intereps and its clients
developing and maintaining business risk assessments in line with Group and regulatory requirements
the provision of ad hoc advice and guidance to the service lines on risk, compliance and regulatory matters
the management of and review of risk assessments of new and existing business
the organisation and oversight of visits from third party stakeholders undertaking risk assessments
overseeing, managing and responding to ad hoc queries from key stakeholders, including the regulator and Group Compliance
engagement in wider business projects from a Compliance perspective to ensure that regulatory and legal aspects are considered and implemented and to communicate the same within the Compliance team
management and maintenance of various registers and regulatory logs
Ensure all allocated tasks are proactively managed to resolution
Be an expert in the allocated field of responsibility, being able to provide advice and technical input as required to both fee earners and operations staff
Contribute to the CDD/onboarding processes as required, including the participation in controls in the processing of CDD and onboarding material
Deliver departmental projects to quality standards, deadlines and costs
Attention to detail and ability to effectively prioritise work. Good organisational skills
Communicate openly and honestly with the business on a regular basis
Act with integrity at all times
ovide assistance and support to the Compliance team as and when required
Take care of and establish good relationships with all team and internal clients
Good time management and ability to work under pressure
Effective communicator
Must be able to use own initiative and be open minded